Compliance Overview

ExpertConnect® has established rules and guidelines for research engagement based on client expectations and Industry Consultant feedback. Compliance standards and best practices for participation in ExpertConnect® interactions are outlined in the following agreements:

Terms & Conditions

Client Usage Policies

Industry Consultants agree that:

  • They will not disclose material non-public information
  • They will not breach a duty of confidentiality owed to a third party
  • They will comply with their employer’s rule on outside consulting
  • Complete ExpertConnect’s compliance training
  • They will terminate consultations when in doubt and be paid by ExpertConnect® for full time allotted

Clients agree that:

  • They will not solicit material non-public information
  • They will not solicit the breach of a duty owed to a third party
  • They will terminate consultations when in doubt and be credited by ExpertConnect® for future projects

ExpertConnect® requires Industry Consultants to affirm their obligations as outlined in the Terms & Conditions prior to each consultation with an ExpertConnect® client.

ExpertConnect® never allows public company employees to consult about their employer.

ExpertConnect® compensates Industry Consultants per their hourly consulting rate and encourages they terminate any engagement that appears to violate the industry compliance standard or personal comfort level.